Compliance Advisory VP Investment Management job in EC2N, Broad Street, Greater London

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Job Title: Compliance Advisory VP Investment Management
Job Type: Contract, Temporary
Location: EC2N, Broad Street, Greater London
Salary: £560/day
Company: CV-Library
Category: Accounting/Financial/Insurance
Benefits:

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Job Description:
CV-Library jobs

Our client is one of the world’s leading and most renowned asset and investment management institutions. The opportunity has arisen for an interim compliance consultant to join on a 1-year contract to cover a maternity leave with the potential for permanent employment thereafter.
THE ROLE: Compliance Advisory VP Investment Management
Oversight of the regulatory risks, and activities associated with our client businesses, sales and distribution channels. The role will be mainly focused on supporting the Institutional Client and Client Portfolio Solutions.
- Contribution to the Compliance Team’s provision of qualitative compliance advice, advisory support and oversight.
- Stakeholders management (e.g. ICB and CPS Business Management, Sales teams, CPS Investment team, Client Contracting and client support functions)
- Promote a first-class compliance culture.
- Participate in client due diligence visits, prospective client sales meetings and direct conversations with clients where required
- Coordinate and review compliance related RFP questions and client attestations
- Review new/amended IMA's to comment on any compliance concerns Client Contracting seek support with
- Work on new business initiatives to assess impact and ensure appropriate frameworks are put in place
- Participate in Compliance or business-driven projects, including regulatory developments and strategic initiatives, by providing expert and timely value-added advice
- Advise on interpreting regulations, and advise on the application of compliance policies in relation to existing and new business initiatives, issue identification and management and breach resolution.
- Contribute to the creation of management reporting and communication on Compliance matters to senior management, corporate and/or fund boards and business stakeholders.
- Design and deliver effective regulatory training initiatives to the business.
KEY SKILLS / EXPERIENCE REQUIRED: Compliance Advisory VP Investment Management
* Experience of working in the financial services industry across a wide range of products
* Experience of Financial Services Regulations, ideally as they relate to asset managers
* Strong communication skills
* Ability to self-manage workloads and work to deadlines
* High standards of professional accuracy and excellent attention to detail
* Highly effective written and verbal communications skills
* Strong team player
* Analytical mind and approach
Compliance Advisory VP Investment Management

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